About Us

Wolfe Capital Markets and Advisory ("WCMA")is a specialized team of capital markets professionals offering unbiased advice to clients across a wide range of sectors. Our services include Equity Underwriting, Debt Underwriting, Share Repurchases, private placements, and Capital Markets Advisory. WCMA conducts its activities within WR Securities (“WRS”), which is the affiliated broker-dealer of Wolfe Research, LLC. For additional detail on the services our capital markets team provides, please click here.


Client Focused – Our model is predicated on providing high quality services to a select client base. Our clients receive senior level attention throughout any engagement to ensure superior execution. We are client focused, not transaction focused, participating in 1-2 deals per quarter to ensure firm-wide focus and senior level attention on all matters.


Industry Expertise – Capital markets professionals at Wolfe Capital Markets and Advisory are continuously in the market with real time knowledge of trends and investor preferences, with a strong command of true valuation levels for transactions. As a result, our team offers unbiased advice and unique market perspectives across a variety of sectors and geographies, affording clients significant benefits from our deep industry expertise. For more information on the sectors we cover, please click here.


Superior Execution – Our specialized team is comprised of senior industry experts with substantial experience in executing transactions across all products and sectors. This experience uniquely positions us to assist clients in achieving their transaction objectives. To learn more about our team, please click here.


Unique Institutional Relationships – Wolfe’s sales and trading teams have close relationships with a majority of the largest and most influential institutional investors in the U. S., Canada, Europe and Australia. As such, we have a stronger understanding of these investors than larger investment banking centric firms. Our goal in every transaction is to bring this unique perspective to the benefit of the issuer and the entire deal-team. Wolfe maintains sales professionals in New York, Stamford, Boston, Chicago, San Francisco, Dallas, Atlanta, London and Sydney.


For more information, please Contact Us


Disclosure of Order Routing Information
The U.S. Securities and Exchange Commission’s client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity securities to make quarterly reports available that present a general overview of their routing practices. The reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer’s relationship with such venues. The most recent such quarterly report for Wolfe Research Securities may be found by accessing the following link: https://vrs.vista-one-solutions.com/sec606rule.aspx

Wolfe Capital Markets and Advisory is a registered broker dealer and member of FINRA and SIPC.