Trading Capabilities

Wolfe Research Securities, the broker-dealer affiliate of Wolfe Research, LLC engages in equity trading through its highly-focused, service intensive trading desk.

 

Through our experienced hybrid trader/sales trader professionals, Wolfe Research Securities provides an unbiased research call to its buy-side trading counterparts, while we focus on U.S. Listed equities and dark pools in a client focused, agency only model.

 

Since we don’t take trading positions as a firm, we always act for our clients first and exclusively.

 

For more information regarding Wolfe Research Securities trading capabilities, please contact:
Peter W. Ryan
Managing Director, Wolfe Research Securities
(646) 845-0711
PRyan@WolfeResearch.com

 

Disclosure of Order Routing Information
The U.S. Securities and Exchange Commission’s client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity securities to make quarterly reports available that present a general overview of their routing practices. The reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer’s relationship with such venues. The most recent such quarterly report for Wolfe Research Securities may be found by accessing the following link: https://vrs.vista-one-solutions.com/sec606rule.aspx

 

Trade Confirmation Information
For Wolfe Research Securities’ full trade confirmation details, see TRADE Confirmation Backer: http://www.wolferesearch.com/sample/WRS_Trade_Confirm.pdf

 

 

Wolfe Research Securities is a registered broker dealer and member of FINRA and SIPC.